Teriana C. Griggs

Teri joined Chartwell in June 2021 and is a Compliance Specialist on the Compliance team. She assists in completing the firm’s regulatory filings, ensuring firm compliance with required regulations, fulfilling sub-advisory compliance requirements and fulfilling the firm’s service provider due diligence. Before coming to Chartwell, Teri held several roles at the Vanguard Group, including her most recent role as a Legal Admin.

Education:

  • B.S. in Psychology from Drexel University
  • Member of the National Society of Compliance Professionals
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LuAnn M. Molino

LuAnn is the Chief Compliance Officer at Chartwell and is responsible for overseeing the firm’s compliance programs, completing the firm’s regulatory filings, and fulfilling the firm’s compliance due diligence required by sub-advisory relationships. LuAnn also belongs to the Compliance, Technology, Brokerage and Proxy Voting Committees. Prior to joining Chartwell, she was an Administrative Assistant in Compliance and Client Services at Delaware Investment Advisors. She also spent two years as an Administrative Assistant at Continental Illinois Corporation.

Education:

  • A.S. in Business Management from Montgomery County Community College
  • Member of the National Society of Compliance Professionals
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